DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Private fund

N•••• C••••• P••••••• 2•••• L•••

Private Equity Fundadvised byN•••• C••••• P•••••••• L••asset manager805-1053224051no longer reportedIAPD
Gross asset value
$5.1M
as of Mar 30, 2020; not a fund size
Peak GAV
$207M
highest filing
Owners
182
beneficial owners reported
Minimum investment
$5.0M
as reported
Adviser and related own
12%
of the fund
Owned by funds
6%
fund-of-funds interests
Non-US owners
17%
Reported
10 filings
Feb 14, 2012 to Mar 30, 2020
Reporting history
one row per Form ADV filing
Gross asset value$5.1M as of Mar 30, 2020
Feb 14, 2012$207M then
Owners182 as of Mar 30, 2020
Feb 14, 201212 then
Structure
Exclusion
3(c)(7), qualified purchasersreported
Master or feeder
standalonereported
Fund of funds
noreported
Organized in
Delaware, United Statesreported
Clients solicited
noreported
Form D file number
021-95976reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
  • First Republic Bank
    New York, New York · LEI YWCOTIKBQM2JV8L4IV08
Across DFX
shared identifiers only
Provenance
Source
Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
Status
not on the adviser's later filingsderived
Share
12%reportedadviser and related persons