DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Private fund
Dwm Strategic Equity Income Fund, LLC
Other Private Fundadvised byDarrow Wealth Managementindependent RIA805-1061671936no longer reportedIAPD
Gross asset value
$46.9M
as of Mar 25, 2019; not a fund size
Peak GAV
$55.8M
highest filing
Owners
33
beneficial owners reported
Minimum investment
$25,000
as reported
Adviser and related own
2%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
13 filings
Mar 28, 2012 to Mar 25, 2019
Reporting history
one row per Form ADV filing
Gross asset value$46.9M as of Mar 25, 2019
Mar 28, 2012$45.1M then
Owners33 as of Mar 25, 2019
Mar 28, 201259 then
Structure
- Exclusion
- 3(c)(1), up to 100 ownersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- yes, 28% of the adviser's clients investedreported
- Form D file number
- 021-127270reportedthe join to the Form D offering
- Type as written
- CAPITAL APPRECIATION FUND WITH INCOMEreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Td Ameritrade, Inc.Omaha, Nebraska
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 2.0%reportedadviser and related persons