DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Private fund

G••• F••• V•• L•••

Private Equity Fundadvised byG••• L••asset manager805-1063347147no longer reportedIAPD
Gross asset value
$23.4M
as of Mar 30, 2016; not a fund size
Peak GAV
$24.1M
highest filing
Owners
52
beneficial owners reported
Minimum investment
$5.0M
as reported
Adviser and related own
3%
of the fund
Owned by funds
10%
fund-of-funds interests
Non-US owners
1%
Reported
9 filings
Feb 13, 2012 to Mar 30, 2016
Reporting history
one row per Form ADV filing
Gross asset value$23.4M as of Mar 30, 2016
Feb 13, 2012$8.4M then
Owners52 as of Mar 30, 2016
Feb 13, 201257 then
Structure
Exclusion
3(c)(7), qualified purchasersreported
Master or feeder
standalonereported
Fund of funds
noreported
Organized in
Delaware, United Statesreported
Clients solicited
noreported
Form D file number
none reportedreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
  • Bank Of America, N.A.
    Chicago, Illinois
  • Merrill Lynch, Pierce, Fenner & Smith Incorporated
    San Francisco, California
Across DFX
shared identifiers only
Provenance
Source
Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
Status
not on the adviser's later filingsderived
Share
3.0%reportedadviser and related persons