DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
T•••••• V••••••• X•• L•••
Gross asset value
$606M
as of Oct 7, 2024; not a fund size
Peak GAV
$1.0B
highest filing
Owners
42
beneficial owners reported
Minimum investment
$1.0M
as reported
Adviser and related own
1%
of the fund
Owned by funds
50%
fund-of-funds interests
Non-US owners
23%
Reported
24 filings
Mar 12, 2013 to Oct 7, 2024
Reporting history
one row per Form ADV filing
Gross asset value$606M as of Oct 7, 2024
Mar 12, 2013$328M then
Owners42 as of Oct 7, 2024
Mar 12, 201346 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- 021-185116reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Bank Of AmericaWalnut Creek, California · LEI 9DJT3UXIJIZJI4WXO774
- Jpmorgan ChaseSan Francisco, California · LEI 7H6GLXDRUGQFU57RNE97
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedSan Francisco, California · LEI 8NAV47T0Y26Q87Y0QP81
- Raymond James & Associates, Inc.San Francisco, California · LEI U4ONQX15J3RO8XCKE979
Across DFX
shared identifiers only
- T•••••• V••••••• X•• L••• · vcshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 1.0%reportedadviser and related persons