DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Private fund

H•• Q••••••••• S••••••••• M••••• F••• L•••

Hedge Fundadvised byH•• C•••••• M•••••••••asset manager805-1072570399no longer reportedIAPD
Gross asset value
$3.0B
as of Mar 29, 2019; not a fund size
Peak GAV
$3.0B
highest filing
Owners
43
beneficial owners reported
Minimum investment
$1.0M
as reported
Adviser and related own
5%
of the fund
Owned by funds
5%
fund-of-funds interests
Non-US owners
87%
Reported
21 filings
Mar 30, 2012 to Mar 29, 2019
Reporting history
one row per Form ADV filing
Gross asset value$3.0B as of Mar 29, 2019
Mar 30, 2012$594M then
Owners43 as of Mar 29, 2019
Mar 30, 201232 then
Structure
Exclusion
3(c)(7), qualified purchasersreported
Master or feeder
master fundreported
Fund of funds
noreported
Organized in
Cayman Islandsreported
Clients solicited
noreported
Form D file number
021-150353reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
  • Bank Of New York Mellon (Domestic)
    New York, New York
  • Barclays Bank Plc
    London, United Kingdom · LEI G5GSEF7VJP5I7OUK5573
  • Barclays Capital Inc.
    New York, New York
  • Citigroup Global Markets Inc.
    New York, New York
  • Citigroup Global Markets Limited
    London, United Kingdom · LEI XKZZ2JZF41MRHTR1V493
  • Credit Suisse Securities (USA) LLC
    New York, New York
  • Deutsche Bank A.G.
    Frankfurt, Germany
  • J.P. Morgan Clearing Corp.
    New York, New York
  • J.P. Morgan Securities LLC
    New York, New York
  • Merrill Lynch Professional Clearing Corp.
    New York, New York
  • Morgan Stanley Capital Service LLC
    New York, New York
  • National Financial Services LLC
    Boston, Massachusetts
  • UBS Securities LLC
    New York, New York
  • UBS, Ag
    Zurich, Switzerland
  • Wells Fargo Bank N.A.
    San Francisco, California
  • Wells Fargo Securities, LLC
    Charlotte, North Carolina
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
Source
Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
Status
not on the adviser's later filingsderived
Share
5.0%reportedadviser and related persons