DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Private fund

R•• O•• T•••• A••••••••• L••

Private Equity Fundadvised byR•• O•• P•••••••• L••former805-1081358329no longer reportedIAPD
Gross asset value
$28.9M
as of Dec 23, 2015; not a fund size
Peak GAV
$35.1M
highest filing
Owners
24
beneficial owners reported
Minimum investment
$500,000
as reported
Adviser and related own
36%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
9%
Reported
4 filings
Sep 19, 2014 to Dec 23, 2015
Reporting history
one row per Form ADV filing
Gross asset value$28.9M as of Dec 23, 2015
Sep 19, 2014$27.1M then
Owners24 as of Dec 23, 2015
Sep 19, 201424 then
Structure
Exclusion
3(c)(1), up to 100 ownersreported
Master or feeder
standalonereported
Fund of funds
noreported
Organized in
Delaware, United Statesreported
Clients solicited
yes, 50% of the adviser's clients investedreported
Form D file number
none reportedreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
No custodian reported.
Across DFX
shared identifiers only
Provenance
Source
Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
Status
not on the adviser's later filingsderived
Share
36%reportedadviser and related persons