DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
T•••••• X• E••••••••• F•••• L•••
Gross asset value
$980,493
as of Oct 7, 2024; not a fund size
Peak GAV
$5.9M
highest filing
Owners
26
beneficial owners reported
Minimum investment
$50,000
as reported
Adviser and related own
0%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
25 filings
Feb 28, 2012 to Oct 7, 2024
Reporting history
one row per Form ADV filing
Gross asset value$980,493 as of Oct 7, 2024
Feb 28, 2012$2.4M then
Owners26 as of Oct 7, 2024
Feb 28, 201228 then
Structure
- Exclusion
- 3(c)(1), up to 100 ownersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- 021-130092reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Bank Of AmericaWalnut Creek, California · LEI 9DJT3UXIJIZJI4WXO774
- Jpmorgan ChaseSan Francisco, California · LEI 7H6GLXDRUGQFU57RNE97
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedSan Francisco, California · LEI 8NAV47T0Y26Q87Y0QP81
- Raymond James & Associates, Inc.San Francisco, California · LEI U4ONQX15J3RO8XCKE979
Across DFX
shared identifiers only
- T•••••• X• E••••••••• F•••• L••• · vcshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 0.0%reportedadviser and related persons