DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
L••••••••• E••••• F••• V••• L•••
Gross asset value
$173M
as of Jun 14, 2024; not a fund size
Peak GAV
$173M
highest filing
Owners
39
beneficial owners reported
Minimum investment
$10.0M
as reported
Adviser and related own
5%
of the fund
Owned by funds
56%
fund-of-funds interests
Non-US owners
0%
Reported
6 filings
Mar 28, 2020 to Jun 14, 2024
Reporting history
one row per Form ADV filing
Gross asset value$173M as of Jun 14, 2024
Mar 28, 2020$41.7M then
Owners39 as of Jun 14, 2024
Mar 28, 202011 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- 021-345041reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Principal Financial GroupMinneapolis, Minnesota · LEI CUMYEZJOAF02RYZ1JJ85
- Wells Fargo Bank, N.A.New York, New York · LEI KB1H1DSPRFMYMCUFXT09
Across DFX
shared identifiers only
- L••••••••• E••••• F••• V••• L••• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 5.0%reportedadviser and related persons