DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
W•••• S••••• O••••••••• F••• I• L•
Gross asset value
$14.3M
as of Dec 17, 2024; not a fund size
Peak GAV
$39.3M
highest filing
Owners
21
beneficial owners reported
Minimum investment
$1.0M
as reported
Adviser and related own
44%
of the fund
Owned by funds
20%
fund-of-funds interests
Non-US owners
0%
Reported
17 filings
Mar 28, 2018 to Dec 17, 2024
Reporting history
one row per Form ADV filing
Gross asset value$14.3M as of Dec 17, 2024
Mar 28, 2018$39.3M then
Owners21 as of Dec 17, 2024
Mar 28, 201818 then
Structure
- Exclusion
- 3(c)(1), up to 100 ownersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- 021-261711reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- American Stock Transfer & Trust Company, LLCBrooklyn, New York · LEI 254900TS5EWP83BEOU02
- Btig, LLCSan Francsisco, California
- Computershare Trust Company, National AssociationProvidence, Rhode Island · LEI 2549001YYB62BVMSAO13
- First Republic BankSan Francisco, California · LEI YWC0TIKBQM2JV8L4IV08
- Goldman Sachs & Co. LLCNew York, New York
- Jpmorgan Chase Bank, National AssociationChicago, Illinois · LEI 7H6GLXDRUGQFU57RNE97
Across DFX
shared identifiers only
- W•••• S••••• O••••••••• F••• I• L• · peshared adv fund id
- W•••• S••••• O••••••••• F••• I• L• · vcshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 44%reportedadviser and related persons