DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Private fund

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Private Equity Fundadvised byG•••••• S•••• • C•• L••wirehouse805-1122258095no longer reportedIAPD
Gross asset value
$0
as of Feb 14, 2020; not a fund size
Peak GAV
$285M
highest filing
Owners
171
beneficial owners reported
Minimum investment
$5.0M
as reported
Adviser and related own
11%
of the fund
Owned by funds
4%
fund-of-funds interests
Non-US owners
80%
Reported
169 filings
Mar 30, 2012 to Feb 14, 2020
Reporting history
one row per Form ADV filing
Gross asset value$84.1M as of Jul 19, 2016
Mar 30, 2012$285M then
Owners169 as of Jul 19, 2016
Mar 30, 2012149 then
Structure
Exclusion
3(c)(7), qualified purchasersreported
Master or feeder
standalonereported
Fund of funds
noreported
Organized in
Cayman Islandsreported
Clients solicited
yes, 0% of the adviser's clients investedreported
Form D file number
none reportedreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
  • Abn Amro Bank N.V
    Amsterdam, Netherlands
  • Aozora Bank
    Tokyo, Japan
  • Bank Of America
    Charlotte, North Carolina
  • Bank Of America
    Concord, California
  • Bank Of America Merrill Lynch
    Bromley, United Kingdom
  • Bank Of China
    Shenzhen, China
  • Barclays Bank Plc
    London, United Kingdom
  • Bnp Paribas
    Paris, France
  • Caceis Bank Luxembourg
    Luxembourg, Luxembourg
  • Carta Securities LLC
    San Francisco, California
  • Ccb Qingdao Sifang Branch
    Shandong, China
  • Citco Bank Nederland Nv
    Amsterdam, Netherlands
  • Citibank N.A.
    New York, New York
  • Cmb Huhehaote Municipal Branch
    Huhehaote Municipal, China
  • Cmb Waigaoqiao Free Trade Zone Sub-Branch
    Shanghai, China
  • Commerzbank Ag
    Frankfurt, Germany
  • Corland Bmo
    Chicago, Illinois
  • Credit Agricole Corporate And Investment Bank
    New York, New York
  • Daiko Shoken Business
    Tokyo, Japan
  • Deutsche Bank
    Frankfurt, Germany
Across DFX
shared identifiers only
Provenance
Source
Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
Status
not on the adviser's later filingsderived
Share
11%reportedadviser and related persons