DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
B••••••••• D••••• C•••••• P•••••••• L•
Gross asset value
$65.7M
as of Oct 27, 2014; not a fund size
Peak GAV
$65.7M
highest filing
Owners
151
beneficial owners reported
Minimum investment
$250,000
as reported
Adviser and related own
3%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
5%
Reported
4 filings
Mar 16, 2012 to Oct 27, 2014
Reporting history
one row per Form ADV filing
Gross asset value$65.7M as of Oct 27, 2014
Mar 16, 2012$32.0M then
Owners151 as of Oct 27, 2014
Mar 16, 201268 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- yes, 5% of the adviser's clients investedreported
- Form D file number
- 021-149396reportedthe join to the Form D offering
- Type as written
- VENTURE D••••• SECONDARY INVESTINGreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
- American Stock Transfer And Trust Co., LLCBrooklyn, New York
- JP Morgan Clearing CorpBrooklyn, New York
- Square 1 FinancialDurham, North Carolina
Across DFX
shared identifiers only
- B••••••••• D••••• C•••••• P•••••••• L• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 3.0%reportedadviser and related persons