DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
Private fund
S•••••••• A••••••• F•••• L••• • P•••••• M•••••• S••••• 2•••
Gross asset value
$160M
as of Jul 30, 2024; not a fund size
Peak GAV
$160M
highest filing
Owners
2
beneficial owners reported
Minimum investment
$150M
as reported
Adviser and related own
1%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
6 filings
Jun 29, 2023 to Jul 30, 2024
Reporting history
one row per Form ADV filing
Gross asset value$160M as of Jul 30, 2024
Jun 29, 2023$153M then
Owners2 as of Jul 30, 2024
Jun 29, 20232 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- yesreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- none reportedreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedSan Francisco, California
- Raymond JamesNew York, New York
- Silicon Valley BankSanta Clara, California · LEI 0K2D5AK28E3O5CC06E35
Across DFX
shared identifiers only
- S•••••••• A••••••• F•••• L••• • P•••••• M•••••• S••••• 2••• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 1.0%reportedadviser and related persons