DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
Private fund
P• P••••••••• C••••••••• F•••• L•••
Gross asset value
$102M
as of Mar 31, 2017; not a fund size
Peak GAV
$102M
highest filing
Owners
2
beneficial owners reported
Minimum investment
$50,000
as reported
Adviser and related own
1%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
4 filings
Mar 30, 2016 to Mar 31, 2017
Reporting history
one row per Form ADV filing
Gross asset value$102M as of Mar 31, 2017
Mar 30, 2016$8.5M then
Owners2 as of Mar 31, 2017
Mar 30, 20162 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- yesreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- yes, 1% of the adviser's clients investedreported
- Form D file number
- 021-248682reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Bank Of AmericaStamford, Connecticut
Across DFX
shared identifiers only
- P• P••••••••• C••••••••• F•••• L••• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 1.0%reportedadviser and related persons