DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
0••• H••• V••• ••••••••• L•••
Gross asset value
$882M
as of May 31, 2024; not a fund size
Peak GAV
$1.2B
highest filing
Owners
12
beneficial owners reported
Minimum investment
$10.0M
as reported
Adviser and related own
5%
of the fund
Owned by funds
65%
fund-of-funds interests
Non-US owners
74%
Reported
27 filings
Mar 27, 2015 to May 31, 2024
Reporting history
one row per Form ADV filing
Gross asset value$882M as of May 31, 2024
Mar 27, 2015$594M then
Owners12 as of May 31, 2024
Mar 27, 20156 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- 021-22477401reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Bank Of America, N.A.San Francisco, California · LEI B4TYDEB6GKMZO031MB27
- J.P.Morgan Chase Bank, N.A.,San Francisco, California · LEI 7H6GLXDRUGQFU57RNE97
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedNew York, New York
Across DFX
shared identifiers only
- 8•• H••• V••• ••••••••• L••• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 5.0%reportedadviser and related persons