DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
L••• A••• F•••• L•••
Gross asset value
$12.7M
as of Jun 17, 2014; not a fund size
Peak GAV
$12.7M
highest filing
Owners
21
beneficial owners reported
Minimum investment
$250,000
as reported
Adviser and related own
49%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
9 filings
Dec 23, 2011 to Jun 17, 2014
Reporting history
one row per Form ADV filing
Gross asset value$12.7M as of Jun 17, 2014
Dec 23, 2011$6.2M then
Owners21 as of Jun 17, 2014
Dec 23, 201117 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- 021-114469reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Deutsche Bank Securities Inc.New York, New York
- J.P. Morgan Clearing Corp.New York, New York
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 49%reportedadviser and related persons