DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
L••• S••• R••• E••••• F••• V•• L•••
Gross asset value
$4.3B
as of May 2, 2024; not a fund size
Peak GAV
$5.3B
highest filing
Owners
80
beneficial owners reported
Minimum investment
$25.0M
as reported
Adviser and related own
3%
of the fund
Owned by funds
1%
fund-of-funds interests
Non-US owners
61%
Reported
14 filings
Dec 18, 2019 to May 2, 2024
Reporting history
one row per Form ADV filing
Gross asset value$4.3B as of May 2, 2024
Dec 18, 2019$4.7B then
Owners80 as of May 2, 2024
Dec 18, 201980 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Bermudareported
- Clients solicited
- noreported
- Form D file number
- 021-328613reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Bank Of America NaCharlotte, North Carolina
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedLakewood, New Jersey
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 3.0%reportedadviser and related persons