DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
O•••• I•• ••••••• L•
Gross asset value
$51.4M
as of Mar 28, 2024; not a fund size
Peak GAV
$347M
highest filing
Owners
29
beneficial owners reported
Minimum investment
$10.0M
as reported
Adviser and related own
3%
of the fund
Owned by funds
24%
fund-of-funds interests
Non-US owners
100%
Reported
21 filings
Mar 30, 2012 to Mar 28, 2024
Reporting history
one row per Form ADV filing
Gross asset value$51.4M as of Mar 28, 2024
Mar 30, 2012$44.0M then
Owners29 as of Mar 28, 2024
Mar 30, 201223 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Canadareported
- Clients solicited
- noreported
- Form D file number
- none reportedreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Canadian Imperial Bank Of CommerceToronto, Canada · LEI 2IGI19DL77OX0HC3ZE78
- JP Morgan Chase BankNew York, New York · LEI 7H6GLXDRUGQFU57RNE97
- The Bank Of Nova ScotiaToronto, Canada · LEI L3I9ZG2KFGXZ61BMYR72
Across DFX
shared identifiers only
- O•••• I•• ••••••• L••• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 3.0%reportedadviser and related persons