DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
Private fund
D•••••••• S•••••• O••••••••• I• M•••••• L•
Hedge Fundadvised byD•••••••• C•••••• M••••••••• L••asset manager805-1288777665no longer reportedIAPD
Gross asset value
$833M
as of Dec 14, 2020; not a fund size
Peak GAV
$3.0B
highest filing
Owners
19
beneficial owners reported
Minimum investment
$1.0M
as reported
Adviser and related own
23%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
36%
Reported
8 filings
Mar 31, 2017 to Dec 14, 2020
Reporting history
one row per Form ADV filing
Gross asset value$833M as of Dec 14, 2020
Mar 31, 2017$392M then
Owners19 as of Dec 14, 2020
Mar 31, 201719 then
Structure
- Exclusion
- 3(c)(1), up to 100 ownersreported
- Master or feeder
- master fundreported
- Fund of funds
- noreported
- Organized in
- Cayman Islandsreported
- Clients solicited
- noreported
- Form D file number
- none reportedreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Barclays Capital Inc.New York, New York
- Bnp Paribas Securities Corp.New York, New York
- Citigroup Global Markets Inc.New York, New York
- Credit Suisse Securities (USA) LLCNew York, New York
- Goldman Sachs & Co. LLCNew York, New York
- J.P. Morgan Securities LLCNew York, New York
- Merrill Lynch Professional Clearing Corp.New York, New York
- Morgan Stanley & Co. LLCNew York, New York
- State Street Global ServicesBoston, Massachusetts · LEI 571474TGEMMWANRLN572
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 23%reportedadviser and related persons