DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Private fund

B••• R•••• C•••• P••••••• I•• L•••

Gross asset value
$391M
as of Mar 31, 2014; not a fund size
Peak GAV
$460M
highest filing
Owners
165
beneficial owners reported
Minimum investment
$5.0M
as reported
Adviser and related own
8%
of the fund
Owned by funds
33%
fund-of-funds interests
Non-US owners
41%
Reported
3 filings
Feb 14, 2012 to Mar 31, 2014
Reporting history
one row per Form ADV filing
Gross asset value$391M as of Mar 31, 2014
Feb 14, 2012$460M then
Owners165 as of Mar 31, 2014
Feb 14, 2012165 then
Structure
Exclusion
3(c)(7), qualified purchasersreported
Master or feeder
master fundreported
Fund of funds
noreported
Organized in
Cayman Islandsreported
Clients solicited
noreported
Form D file number
021-114552reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
  • Bank Of C••••
    Beijing, China
  • C•••• Construction Bank
    Ying Tan, China
  • Citibank, N.A.
    Central, Hong Kong
  • Citibank, N.A.
    New York, New York
  • Morgan Stanley & Co. LLC
    New York, New York
Across DFX
shared identifiers only
Provenance
Source
Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
Status
on the adviser's latest filing in the extractderived
Share
8.0%reportedadviser and related persons