DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Private fund

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Private Equity Fundadvised byN••••••• P•••••• S•••••• I•••former805-1309381163IAPD
Gross asset value
$6.9M
as of Nov 4, 2019; not a fund size
Peak GAV
$6.9M
highest filing
Owners
91
beneficial owners reported
Minimum investment
$25,000
as reported
Adviser and related own
0%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
1%
Reported
6 filings
Dec 21, 2018 to Nov 4, 2019
Reporting history
one row per Form ADV filing
Gross asset value$6.9M as of Nov 4, 2019
Dec 21, 2018$6.9M then
Owners91 as of Nov 4, 2019
Dec 21, 201891 then
Structure
Exclusion
3(c)(1), up to 100 ownersreported
Master or feeder
standalonereported
Fund of funds
noreported
Organized in
Delaware, United Statesreported
Clients solicited
noreported
Form D file number
021-320323reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
  • Merrill Lynch, Pierce, Fenner & Smith Incorporated
    San Francisco, California
  • Signature Bank
    New York, New York · LEI 13-4149421
Across DFX
shared identifiers only
Provenance
Source
Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
Status
on the adviser's latest filing in the extractderived
Share
0.0%reportedadviser and related persons