DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
M••••••• F••• I•• L•••
Gross asset value
$1.0B
as of Nov 8, 2024; not a fund size
Peak GAV
$2.7B
highest filing
Owners
122
beneficial owners reported
Minimum investment
$1.0M
as reported
Adviser and related own
58%
of the fund
Owned by funds
1%
fund-of-funds interests
Non-US owners
12%
Reported
38 filings
Mar 30, 2012 to Nov 8, 2024
Reporting history
one row per Form ADV filing
Gross asset value$1.0B as of Nov 8, 2024
Mar 30, 2012$2.1B then
Owners122 as of Nov 8, 2024
Mar 30, 2012233 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- master fundreported
- Fund of funds
- noreported
- Organized in
- Cayman Islandsreported
- Clients solicited
- noreported
- Form D file number
- 021-308496reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Barclays Bank PlcLondon, United Kingdom · LEI G5GSEF7VJP5I7OUK5573
- Barclays Bank PlcNew York, New York · LEI G5GSEF7VJP5I7OUK5573
- Barclays Capital Inc.New York, New York
- Bnp Paribas Prime Brokerage International Ltd.Dublin, Ireland · LEI 549300KUN9K9K32C6D97
- Bnp Paribas Securities Corp.New York, New York
- Bnp Paribas, New York BranchNew York, New York · LEI R0MUWSFPU8MPRO8K5P83
- Citicorp Securities Services, Inc.New York, New York
- Citigroup Global Markets Inc.New York, New York
- Goldman Sachs & Co. LLCNew York, New York
- Goldman Sachs International Ltd.London, United Kingdom · LEI W22LROWP2IHZNBB6K528
- Hsbc Bank USA, N.A.New York, New York · LEI 1IE8VN30JCEQV1H4R804
- J.P. Morgan Prime Inc.New York, New York
- J.P. Morgan Securities LLCNew York, New York
- Morgan Stanley & Co. LLCNew York, New York
- The Northern Trust International Banking CorporationChicago, Illinois · LEI 54930042DBMRRWU1QM80
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 58%reportedadviser and related persons