DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
S••••••• M••••• F•••• L•••
Gross asset value
$448M
as of Mar 30, 2016; not a fund size
Peak GAV
$575M
highest filing
Owners
18
beneficial owners reported
Minimum investment
$2.5M
as reported
Adviser and related own
1%
of the fund
Owned by funds
94%
fund-of-funds interests
Non-US owners
1%
Reported
6 filings
Jun 22, 2012 to Mar 30, 2016
Reporting history
one row per Form ADV filing
Gross asset value$448M as of Mar 30, 2016
Jun 22, 2012$205M then
Owners18 as of Mar 30, 2016
Jun 22, 20125 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- master fundreported
- Fund of funds
- noreported
- Organized in
- Cayman Islandsreported
- Clients solicited
- noreported
- Form D file number
- 021-99999reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- J.P. Morgan Clearing Corp.New York, New York
- Merrill Lynch Professional Clearing Corp.New York, New York
- Morgan Stanley & Co. LLCNew York, New York
- State Street Corp.Boston, Massachusetts
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 1.0%reportedadviser and related persons