DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Private fund

A•••••• S•••••• O••••••••• F••• V•• L•

Gross asset value
$416M
as of Jul 31, 2024; not a fund size
Peak GAV
$659M
highest filing
Owners
39
beneficial owners reported
Minimum investment
$10.0M
as reported
Adviser and related own
3%
of the fund
Owned by funds
4%
fund-of-funds interests
Non-US owners
0%
Reported
25 filings
Feb 22, 2019 to Jul 31, 2024
Reporting history
one row per Form ADV filing
Gross asset value$416M as of Jul 31, 2024
Feb 22, 2019$450M then
Owners39 as of Jul 31, 2024
Feb 22, 201938 then
Structure
Exclusion
3(c)(7), qualified purchasersreported
Master or feeder
master fundreported
Fund of funds
noreported
Organized in
Delaware, United Statesreported
Clients solicited
noreported
Form D file number
021-326225reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
  • Bank Of New York
    New York, New York
  • Carta Securities, LLC
    New York, New York
  • First Republic Bank
    New York, New York
  • Silicon Valley Bank
    New York, New York
Across DFX
shared identifiers only
Provenance
Source
Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
Status
on the adviser's latest filing in the extractderived
Share
3.0%reportedadviser and related persons