DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
Private fund
Y•• I••••••••• L•••
Gross asset value
$72.2M
as of Mar 29, 2024; not a fund size
Peak GAV
$1.5B
highest filing
Owners
2
beneficial owners reported
Minimum investment
$100,000
as reported
Adviser and related own
30%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
30%
Reported
23 filings
Mar 21, 2012 to Mar 29, 2024
Reporting history
one row per Form ADV filing
Gross asset value$72.2M as of Mar 29, 2024
Mar 21, 2012$154M then
Owners2 as of Mar 29, 2024
Mar 21, 20122 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- master fundreported
- Fund of funds
- noreported
- Organized in
- Cayman Islandsreported
- Clients solicited
- noreported
- Form D file number
- none reportedreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Bank Of NingboNanjing, China · LEI 300300C1092133000091
- China International Capital Corporation LimitedShanghai, China · LEI 529900OS3SVVTT56QN67
- China Merchants BankNanjing, China · LEI 549300MKO5B60FFIHF58
- Citco Bank Nederland N.V. Dublin BranchDublin, Ireland · LEI 549300SGF4BS54YG8M65
- Citibank, N.A.Central, Hong Kong
- Citigroup Global Markets LimitedLondon, United Kingdom · LEI XKZZ2JZF41MRHTR1V493
- Goldman Sachs InternationalLondon, United Kingdom · LEI W22LROWP2IHZNBB6K528
- Hsbc Bank PlcLondon, United Kingdom · LEI MP6I5ZYZBEU3UXPYFY54
- Huatai Securities Co, Ltd.Nanjing, China · LEI 3003009ABT0UCWO79Q77
- J.P. Morgan Securities PlcLondon, United Kingdom · LEI K6Q0W1PS1L1O4IQI9C32
- Merrill Lynch InternationalLondon, United Kingdom · LEI GGDZP1UYGU9STUHRDP48
- Morgan Stanley & Co International PlcLondon, United Kingdom · LEI 4PQUHN3JPFGFNF3BB653
- Ping An BankNanjing, China · LEI 549300W9MKNIVWXFM679
- The Bank Of New York MellonNew York, New York · LEI HPFHU0OQ28E4N0NFVK49
- The Hongkong And Shanghai Banking Corporation LimitedCentral, Hong Kong · LEI 2HI3YI5320L3RW6NJ957
- UBS AgLondon, United Kingdom · LEI BFM8T61CT2L1QCEMIK50
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 30%reportedadviser and related persons