DFX Intelligence
RIA Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Private fund
S••••• P••••••• L••
Gross asset value
$63.4M
as of Mar 29, 2019; not a fund size
Peak GAV
$92.2M
highest filing
Owners
84
beneficial owners reported
Minimum investment
$1.0M
as reported
Adviser and related own
26%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
3%
Reported
18 filings
Mar 30, 2012 to Mar 29, 2019
Reporting history
one row per Form ADV filing
Gross asset value$63.4M as of Mar 29, 2019
Mar 30, 2012$65.8M then
Owners84 as of Mar 29, 2019
Mar 30, 201270 then
Structure
- Exclusion
- 3(c)(1), up to 100 ownersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- 021-86708reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Barclays Capital Inc.New York, New York
- Citigroup Global Markets Inc.New York, New York
- Credit Suisse Securities (USA) LLCNew York, New York
- Fidelity Brokerage Services LLCNew York, New York
- Goldman Sachs & Co. LLCNew York, New York
- J.P. Morgan Securities LLCNew York, New York
- Merrill Lynch Financial Markets, Inc.New York, New York
- Morgan Stanley & Co. LLCNew York, New York
- The Bank Of New York MellonChicago, Illinois
- The Northern Trust International Banking CorporationJersey City, New Jersey
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 26%reportedadviser and related persons