DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
K••• G••••••• S•••••• V•••• F•••• L•
Private Equity Fundadvised byN•••• S••• I••••••••• M••••••••• C•••••••••independent RIA805-1373419459no longer reportedIAPD
Gross asset value
$39.7M
as of Mar 28, 2013; not a fund size
Peak GAV
$39.7M
highest filing
Owners
96
beneficial owners reported
Minimum investment
$50,000
as reported
Adviser and related own
13%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
1 filings
Mar 28, 2013 to Mar 28, 2013
Reporting history
one row per Form ADV filing
Gross asset value: $39.7M
Owners: 96
Structure
- Exclusion
- 3(c)(1), up to 100 ownersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Illinois, United Statesreported
- Clients solicited
- yes, 20% of the adviser's clients investedreported
- Form D file number
- 021-173401reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Union BankSan Francisco, California
Across DFX
shared identifiers only
- K••• G••••••• S•••••• V•••• F•••• L• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 13%reportedadviser and related persons