DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Private fund
Waterfront Fixed Income Fund-High Yield Sub-Fund
Gross asset value
$48.1M
as of Dec 17, 2019; not a fund size
Peak GAV
$520M
highest filing
Owners
13
beneficial owners reported
Minimum investment
$100,000
as reported
Adviser and related own
0%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
100%
Reported
11 filings
Apr 25, 2016 to Dec 17, 2019
Reporting history
one row per Form ADV filing
Gross asset value$48.1M as of Dec 17, 2019
Apr 25, 2016$57.4M then
Owners13 as of Dec 17, 2019
Apr 25, 201613 then
Structure
- Exclusion
- 3(c)(1), up to 100 ownersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Cayman Islandsreported
- Clients solicited
- yes, 6% of the adviser's clients investedreported
- Form D file number
- none reportedreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Lgt Bank (Switzerland) Ltd.Basle, Switzerland
- Pershing LLCJersey City, New Jersey
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 0.0%reportedadviser and related persons