DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
R•• L••••••• I• L•
Gross asset value
$14.8M
as of Jun 28, 2019; not a fund size
Peak GAV
$292M
highest filing
Owners
121
beneficial owners reported
Minimum investment
$25,000
as reported
Adviser and related own
48%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
17 filings
Feb 14, 2012 to Jun 28, 2019
Reporting history
one row per Form ADV filing
Gross asset value$14.8M as of Jun 28, 2019
Feb 14, 2012$292M then
Owners121 as of Jun 28, 2019
Feb 14, 2012122 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- none reportedreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Capital OneNew York, New York · LEI LKE37K2B8CFZUR7F9816
- Delaware Trust CompanyWilmington, Delaware
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 48%reportedadviser and related persons