DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
Private fund
A•••••••• P•••••• P••••••• F••• I• L•••
Gross asset value
$181M
as of Mar 30, 2024; not a fund size
Peak GAV
$4.2B
highest filing
Owners
27
beneficial owners reported
Minimum investment
$100,000
as reported
Adviser and related own
27%
of the fund
Owned by funds
43%
fund-of-funds interests
Non-US owners
20%
Reported
31 filings
Mar 28, 2014 to Mar 30, 2024
Reporting history
one row per Form ADV filing
Gross asset value$181M as of Mar 30, 2024
Mar 28, 2014$65.6M then
Owners27 as of Mar 30, 2024
Mar 28, 201425 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- 021-200349reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- First Republic BankSan Francisco, California · LEI YWC0TIKBQM2JV8L4IV08
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedBoston, Massachusetts
- Morgan Stanley & Co. LLCNew York, New York
Across DFX
shared identifiers only
- A•••••••• P•••••• P••••••• F••• I• L••• · peshared adv fund id
- A•••••••• P•••••• P••••••• F••• I• L••• · vcshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 27%reportedadviser and related persons