DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
S••••••••• L••
Private Equity Fundadvised byS••••• D••••• C•••••• P•••••••• L••asset manager805-1424260910no longer reportedIAPD
Gross asset value
$3.5M
as of Apr 14, 2020; not a fund size
Peak GAV
$4.2M
highest filing
Owners
7
beneficial owners reported
Minimum investment
$50,000
as reported
Adviser and related own
53%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
5 filings
Mar 27, 2017 to Apr 14, 2020
Reporting history
one row per Form ADV filing
Gross asset value$3.5M as of Apr 14, 2020
Mar 27, 2017$1.4M then
Owners7 as of Apr 14, 2020
Mar 27, 20176 then
Structure
- Exclusion
- 3(c)(1), up to 100 ownersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- 021-270501reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Square 1 FinancialDurham, North Carolina
- Venture Back OfficeCary, North Carolina
Across DFX
shared identifiers only
- S••••••••• L•• · peshared adv fund id
- S••••••••• L•• · vcshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 53%reportedadviser and related persons