DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Private fund

C••••• O••••••• M••••• F•••• L•••

Hedge Fundadvised byC••••• M••••••••• L•••••asset manager805-1428315125no longer reportedIAPD
Gross asset value
$14B
as of Nov 24, 2015; not a fund size
Peak GAV
$14B
highest filing
Owners
907
beneficial owners reported
Minimum investment
$5.0M
as reported
Adviser and related own
4%
of the fund
Owned by funds
15%
fund-of-funds interests
Non-US owners
58%
Reported
13 filings
Feb 14, 2012 to Nov 24, 2015
Reporting history
one row per Form ADV filing
Gross asset value$14B as of Nov 24, 2015
Feb 14, 2012$7.0B then
Owners907 as of Nov 24, 2015
Feb 14, 2012745 then
Structure
Exclusion
3(c)(7), qualified purchasersreported
Master or feeder
master fundreported
Fund of funds
noreported
Organized in
Cayman Islandsreported
Clients solicited
noreported
Form D file number
none reportedreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
  • Barclays Capital Inc.
    New York, New York
  • Citigroup Global Markets Inc.
    New York, New York
  • Credit Suisse Securities (USA) LLC
    New York, New York
  • Deutsche Bank Ag
    New York, New York
  • Deutsche Bank Securities Inc.
    New York, New York
  • Goldman Sachs Bank USA
    New York, New York
  • Goldman, Sachs & Co.
    New York, New York
  • J.P. Morgan Clearing Corp.
    New York, New York
  • JP Morgan Chase Bank, N.A.
    New York, New York
  • Merrill Lynch Professional Clearing Corp.
    New York, New York
  • Morgan Stanley & Co. LLC
    New York, New York
  • Morgan Stanley Private Bank, National Association
    Purchase, New York
  • National Financial Services LLC
    Boston, Massachusetts
  • State Street Bank And Trust Company
    Boston, Massachusetts
  • The Northern Trust International Banking Corporation
    Jersey City, New Jersey
  • UBS Ag
    London, United Kingdom
  • UBS Securities LLC
    Stamford, Connecticut
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
Source
Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
Status
not on the adviser's later filingsderived
Share
4.0%reportedadviser and related persons