DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
W••••• S•••• C••••••• L•••
Gross asset value
$45.4M
as of Mar 21, 2012; not a fund size
Peak GAV
$45.4M
highest filing
Owners
69
beneficial owners reported
Minimum investment
$500,000
as reported
Adviser and related own
18%
of the fund
Owned by funds
14%
fund-of-funds interests
Non-US owners
0%
Reported
2 filings
Feb 17, 2012 to Mar 21, 2012
Reporting history
one row per Form ADV filing
Gross asset value$45.4M as of Mar 21, 2012
Feb 17, 2012$45.4M then
Owners69 as of Mar 21, 2012
Feb 17, 201269 then
Structure
- Exclusion
- 3(c)(1), up to 100 ownersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Texas, United Statesreported
- Clients solicited
- noreported
- Form D file number
- 021-67573reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- J.P. Morgan Securities LLCNew York, New York
- Morgan Stanley & Co. LLCNew York, New York
- National Financial Services LLCBoston, Massachusetts
- UBS Securities LLCNew York, New York
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 18%reportedadviser and related persons