DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
S•••••••• V• G••••• P••••••• I•••• L•••
Gross asset value
$66.0M
as of Jul 30, 2024; not a fund size
Peak GAV
$174M
highest filing
Owners
60
beneficial owners reported
Minimum investment
$50,000
as reported
Adviser and related own
1%
of the fund
Owned by funds
6%
fund-of-funds interests
Non-US owners
88%
Reported
37 filings
Mar 30, 2012 to Jul 30, 2024
Reporting history
one row per Form ADV filing
Gross asset value$66.0M as of Jul 30, 2024
Mar 30, 2012$123M then
Owners60 as of Jul 30, 2024
Mar 30, 201255 then
Structure
- Exclusion
- 3(c)(1), up to 100 ownersreported
- Master or feeder
- master fundreported
- Fund of funds
- yesreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- 021-129961reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Computershare Securities CorporationLouisville, Kentucky
- J.P. Morgan Securities LLCNew York, New York
- Raymond James & Associates, Inc.New York, New York
- Silicon Valley BankSanta Clara, California
- Wells Fargo BankSan Francisco, California
Across DFX
shared identifiers only
- G••••••••• G••••• P••••••• I•••• L••• · peshared adv fund id
- S•••••••• V• G••••• P••••••• I•••• L••• · vcshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 1.0%reportedadviser and related persons