DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
C•••••••• C•••••••• F••• V•••• L•
Gross asset value
$429M
as of Mar 28, 2024; not a fund size
Peak GAV
$429M
highest filing
Owners
94
beneficial owners reported
Minimum investment
$1.0M
as reported
Adviser and related own
21%
of the fund
Owned by funds
4%
fund-of-funds interests
Non-US owners
10%
Reported
7 filings
Mar 30, 2020 to Mar 28, 2024
Reporting history
one row per Form ADV filing
Gross asset value$429M as of Mar 28, 2024
Mar 30, 2020$242M then
Owners94 as of Mar 28, 2024
Mar 30, 202077 then
Structure
- Exclusion
- 3(c)(1), up to 100 ownersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- 021-337331reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- First Republic BankSan Francisco, California
- Goldman Sachs & Co. LLCNew York, New York
- Morgan Stanley & Co. LLCNew York, New York
- Silicon Valley BankSanta Clara, California
- Stifel, Nicolaus & Company, IncorporatedSt. Louis, Missouri
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 21%reportedadviser and related persons