DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
A•••• V•••••• E••••••••• F••• V• L•••
Gross asset value
$546,374
as of Mar 30, 2015; not a fund size
Peak GAV
$1.9M
highest filing
Owners
82
beneficial owners reported
Minimum investment
$100,000
as reported
Adviser and related own
2%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
17%
Reported
7 filings
Mar 29, 2012 to Mar 30, 2015
Reporting history
one row per Form ADV filing
Gross asset value$546,374 as of Mar 30, 2015
Mar 29, 2012$1.9M then
Owners82 as of Mar 30, 2015
Mar 29, 201280 then
Structure
- Exclusion
- 3(c)(1), up to 100 ownersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- 021-9999999999reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Credit Suisse Securities (USA) LLCBoston, Massachusetts
- J.P. Morgan Securities LLCBoston, Massachusetts
- Silicon Valley BankSanta Clara, California
- UBS Financial Services Inc.San Diego, California
Across DFX
shared identifiers only
- A•••• V•••••• E••••••••• F••• V• L••• · vcshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 2.0%reportedadviser and related persons