DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Private fund

I••••• • I••••• F••• L••

Other Private Fundadvised byN•• S••••• I••••••••• L••former805-1498624239IAPD
Gross asset value
$18.6M
as of Mar 25, 2024; not a fund size
Peak GAV
$27.3M
highest filing
Owners
58
beneficial owners reported
Minimum investment
$250,000
as reported
Adviser and related own
1%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
17 filings
Mar 26, 2014 to Mar 25, 2024
Reporting history
one row per Form ADV filing
Gross asset value$18.6M as of Mar 25, 2024
Mar 26, 2014$7.0M then
Owners58 as of Mar 25, 2024
Mar 26, 201428 then
Structure
Exclusion
3(c)(1), up to 100 ownersreported
Master or feeder
standalonereported
Fund of funds
yesreported
Organized in
Delaware, United Statesreported
Clients solicited
noreported
Form D file number
021-337029reportedthe join to the Form D offering
Type as written
PRIVATE DEBT FUNDreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
  • Climate First Bank
    St. Petersburg, Florida · LEI 254900HL2VMAYA3J5494
  • First Republic Bank
    San Francisco, California · LEI YWC0TIKBQM2JV8L4IV08
  • Latino Community Credit Union
    Durham, North Carolina · LEI 549300GOPH3KDGIKIU33
  • National Cooperative Bank
    Arlington, Virginia · LEI 5493001GAASLCSP1PB64
  • Pacific Western Bank
    Durham, North Carolina · LEI 549300A7DTSCJLJ33451
  • Self-Help Credit Union
    Durham, North Carolina · LEI 549300UHEEV73TKCZY62
  • Virginia Community Capital
    Richmond, Virginia · LEI 549300XLL3C463CELA98
  • Walden Mutual Bank
    Concord, New Hampshire
Across DFX
shared identifiers only
Provenance
Source
Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
Status
on the adviser's latest filing in the extractderived
Share
1.0%reportedadviser and related persons