DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Private fund

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Private Equity Fundadvised byS••••• L••• T••••••••• M••••••••• L••asset manager805-1515541100IAPD
Gross asset value
$10.1M
as of Jul 30, 2024; not a fund size
Peak GAV
$10.1M
highest filing
Owners
24
beneficial owners reported
Minimum investment
$75
as reported
Adviser and related own
97%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
55%
Reported
5 filings
Mar 31, 2022 to Jul 30, 2024
Reporting history
one row per Form ADV filing
Gross asset value$10.1M as of Jul 30, 2024
Mar 31, 2022$9.3M then
Owners24 as of Jul 30, 2024
Mar 31, 202224 then
Structure
Exclusion
3(c)(7), qualified purchasersreported
Master or feeder
standalonereported
Fund of funds
noreported
Organized in
Delaware, United Statesreported
Clients solicited
noreported
Form D file number
none reportedreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
  • Bank Of America N.A.
    Charlotte, North Carolina · LEI B4TYDEB6GKMZO031MB27
  • Citibank, N.A.
    New York, New York · LEI E57ODZWZ7FF32TWEFA76
  • Goldman Sachs Bank USA
    New York, New York · LEI KD3XUN7C6T14HNAYLU02
  • Merrill Lynch, Pierce, Fenner & Smith Incorporated
    New York, New York
  • Silicon Valley Bank, A Division Of First-Citizens Bank & Trust Company
    Santa Clara, California · LEI 0K2D5AK28E3O5CC06E35
Across DFX
shared identifiers only
Provenance
Source
Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
Status
on the adviser's latest filing in the extractderived
Share
97%reportedadviser and related persons