DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Private fund

M••••••• L••• E••••••• F•••• L•••

Hedge Fundadvised byM••••••• C•••••• L••asset manager805-1546114309IAPD
Gross asset value
$429M
as of Nov 8, 2024; not a fund size
Peak GAV
$1.9B
highest filing
Owners
43
beneficial owners reported
Minimum investment
$2.0M
as reported
Adviser and related own
55%
of the fund
Owned by funds
2%
fund-of-funds interests
Non-US owners
9%
Reported
38 filings
Mar 30, 2012 to Nov 8, 2024
Reporting history
one row per Form ADV filing
Gross asset value$429M as of Nov 8, 2024
Mar 30, 2012$383M then
Owners43 as of Nov 8, 2024
Mar 30, 201220 then
Structure
Exclusion
3(c)(7), qualified purchasersreported
Master or feeder
master fundreported
Fund of funds
noreported
Organized in
Cayman Islandsreported
Clients solicited
noreported
Form D file number
021-117211reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
  • Barclays Bank Plc
    London, United Kingdom · LEI G5GSEF7VJP5I7OUK5573
  • Barclays Bank Plc
    New York, New York · LEI G5GSEF7VJP5I7OUK5573
  • Barclays Capital Inc.
    New York, New York
  • Bnp Paribas Prime Brokerage International Ltd.
    Dublin, Ireland · LEI 549300KUN9K9K32C6D97
  • Bnp Paribas Securities Corp.
    New York, New York
  • Bnp Paribas, New York Branch
    New York, New York
  • Citicorp Securities Services, Inc.
    New York, New York
  • Citigroup Global Markets Inc.
    New York, New York
  • Goldman Sachs & Co. LLC
    New York, New York
  • J.P. Morgan Securities LLC
    New York, New York
  • Morgan Stanley & Co. LLC
    New York, New York
  • The Northern Trust International Banking Corporation
    Chicago, Illinois · LEI 54930042DBMRRWU1QM80
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
Source
Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
Status
on the adviser's latest filing in the extractderived
Share
55%reportedadviser and related persons