DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
A•••• G••••• C•• O••••••••• M••••• F•••• L•••
Gross asset value
$24.8M
as of Mar 29, 2018; not a fund size
Peak GAV
$427M
highest filing
Owners
76
beneficial owners reported
Minimum investment
$2.0M
as reported
Adviser and related own
5%
of the fund
Owned by funds
8%
fund-of-funds interests
Non-US owners
53%
Reported
8 filings
Jun 3, 2014 to Mar 29, 2018
Reporting history
one row per Form ADV filing
Gross asset value$24.8M as of Mar 29, 2018
Jun 3, 2014$45.0M then
Owners76 as of Mar 29, 2018
Jun 3, 20146 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- master fundreported
- Fund of funds
- noreported
- Organized in
- Cayman Islandsreported
- Clients solicited
- noreported
- Form D file number
- 021-217459reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Credit Suisse Securities (USA) LLCNew York, New York
- Deutsche Bank AgFrankfurt, Germany
- Goldman Sachs InternationalLondon, United Kingdom
- J.P. Morgan Clearing Corp.Brooklyn, New York
- Merrill Lynch Capital Services, Inc.New York, New York
- Morgan Stanley & Co International PlcLondon, United Kingdom
- Wells Fargo Bank, N.A.Summit, New Jersey
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 5.0%reportedadviser and related persons