DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Private fund

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Hedge Fundadvised byC•••• I••••••••• M••••••••• L••asset manager805-1591657410no longer reportedIAPD
Gross asset value
$16.8M
as of Aug 31, 2020; not a fund size
Peak GAV
$344M
highest filing
Owners
40
beneficial owners reported
Minimum investment
$300,000
as reported
Adviser and related own
9%
of the fund
Owned by funds
26%
fund-of-funds interests
Non-US owners
32%
Reported
21 filings
Mar 31, 2014 to Aug 31, 2020
Reporting history
one row per Form ADV filing
Gross asset value$16.8M as of Aug 31, 2020
Mar 31, 2014$160M then
Owners40 as of Aug 31, 2020
Mar 31, 201439 then
Structure
Exclusion
3(c)(7), qualified purchasersreported
Master or feeder
standalonereported
Fund of funds
noreported
Organized in
Delaware, United Statesreported
Clients solicited
noreported
Form D file number
021-209775reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
  • Cortland Capital Market Services LLC
    Chicago, Illinois
  • Credit Suisse Securities (USA) LLC
    New York, New York
  • J.P. Morgan Securities LLC
    New York, New York
  • Merrill Lynch, Pierce, Fenner & Smith Incorporated
    New York, New York
  • U.S. Bank
    Boston, Massachusetts
  • Wells Fargo, N.A.
    Greenville, South Carolina
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
Source
Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
Status
not on the adviser's later filingsderived
Share
9.0%reportedadviser and related persons