DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
B••• C•••••• P••••••••• S••••••••• F•••• L•••
Gross asset value
$1.4B
as of Sep 12, 2024; not a fund size
Peak GAV
$1.4B
highest filing
Owners
183
beneficial owners reported
Minimum investment
$1.0M
as reported
Adviser and related own
49%
of the fund
Owned by funds
6%
fund-of-funds interests
Non-US owners
56%
Reported
18 filings
Feb 25, 2019 to Sep 12, 2024
Reporting history
one row per Form ADV filing
Gross asset value$1.4B as of Sep 12, 2024
Feb 25, 2019$8.8M then
Owners183 as of Sep 12, 2024
Feb 25, 20193 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- master fundreported
- Fund of funds
- yesreported
- Organized in
- Cayman Islandsreported
- Clients solicited
- noreported
- Form D file number
- 021-348372reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Adm Investor Services, IncChicago, Illinois
- Brown Brothers Harriman & Co.Boston, Massachusetts
- First Republic BankBoston, Massachusetts
- Goldman Sachs & Co. LLCNew York, New York
- Institutional Cash Distributors, LLCSan Francisco, California
- RBC Capital Markets, LLCNew York, New York
- The Bank Of New York Mellon CorporationNew York, New York
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 49%reportedadviser and related persons