DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
D•••• S••••• I•• L•••
Gross asset value
$2.1M
as of Oct 23, 2012; not a fund size
Peak GAV
$2.1M
highest filing
Owners
35
beneficial owners reported
Minimum investment
$250,000
as reported
Adviser and related own
1%
of the fund
Owned by funds
10%
fund-of-funds interests
Non-US owners
22%
Reported
5 filings
Mar 30, 2012 to Oct 23, 2012
Reporting history
one row per Form ADV filing
Gross asset value$2.1M as of Oct 23, 2012
Mar 30, 2012$2.1M then
Owners35 as of Oct 23, 2012
Mar 30, 201235 then
Structure
- Exclusion
- 3(c)(1), up to 100 ownersreported
- Master or feeder
- standalonereported
- Fund of funds
- yesreported
- Organized in
- Bermudareported
- Clients solicited
- noreported
- Form D file number
- 021-99999reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- J.P. Morgan Chase Bank N.A.Columbus, Ohio
- J.P. Morgan Chase Bank N.A.New York, New York
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedNew York, New York
- Pershing LLCJersey City, New Jersey
Across DFX
shared identifiers only
- D•••• S••••• I•• L••• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 1.0%reportedadviser and related persons