DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
P•••••• O••••••••• F•••• L•
Gross asset value
$765M
as of May 31, 2024; not a fund size
Peak GAV
$5.1B
highest filing
Owners
57
beneficial owners reported
Minimum investment
n/a
as reported
Adviser and related own
7%
of the fund
Owned by funds
1%
fund-of-funds interests
Non-US owners
26%
Reported
20 filings
Feb 14, 2012 to May 31, 2024
Reporting history
one row per Form ADV filing
Gross asset value$765M as of May 31, 2024
Feb 14, 2012$297M then
Owners57 as of May 31, 2024
Feb 14, 201225 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- master fundreported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- 021-141318reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Abn Amro Clearing USA LLCChicago, Illinois
- Adm Investor IncChicago, Illinois
- Bnp Paribas Prime Brokerage, Inc.New York, New York
- Cicc Financial Trading LimitedBeijing, China
- Citibank, N.A.New York, New York
- Goldman Sachs & Co. LLCNew York, New York
- Interactive Brokers LLCGreenwich, Connecticut
- J.P. Morgan Securities LLCNew York, New York
- Marex Capital Markets Inc.New York, New York
- Morgan Stanley & Co. LLCNew York, New York
- Pershing LLCJersey City, New Jersey
- Sg Americas Securities, LLCNew York, New York
- Societe Generale International LtdLondon, United Kingdom
- UBS Securities LLCNew York, New York
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 7.0%reportedadviser and related persons