DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
L•••••• C•••••• M••••• F••• L•••
Gross asset value
$13B
as of Mar 27, 2024; not a fund size
Peak GAV
$14B
highest filing
Owners
293
beneficial owners reported
Minimum investment
$3.0M
as reported
Adviser and related own
4%
of the fund
Owned by funds
20%
fund-of-funds interests
Non-US owners
42%
Reported
22 filings
Feb 10, 2012 to Mar 27, 2024
Reporting history
one row per Form ADV filing
Gross asset value$13B as of Mar 27, 2024
Feb 10, 2012$5.1B then
Owners293 as of Mar 27, 2024
Feb 10, 20122 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- master fundreported
- Fund of funds
- noreported
- Organized in
- Cayman Islandsreported
- Clients solicited
- noreported
- Form D file number
- 021-129026reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Bank Of America, N.A.New York, New York
- Barclays Bank PlcLondon, United Kingdom
- Barclays Capital Inc.New York, New York
- Bnp ParibasParis, France
- Canadian Imperial Bank Of CommerceNew York, New York
- Cicc Financial Trading LimitedHong Kong, Hong Kong
- Citibank NaNew York, New York
- Deutsche Bank AgFrankfurt, Germany
- Goldman Sachs & Co. LLCNew York, New York
- Goldman Sachs InternationalLondon, United Kingdom
- Huatai Capital Investment LimitedHong Kong, Hong Kong
- Jpmorgan Chase Bank, N.A.New York, New York
- J.P. Morgan Prime Inc.New York, New York
- J.P. Morgan Securities PlcLondon, United Kingdom
- Jefferies International LimitedNew York, New York
- Macquarie Bank LimitedLondon, United Kingdom
- Merrill Lynch InternationalLondon, United Kingdom
- Morgan Stanley & Co. International Plc.London, United Kingdom
- Morgan Stanley & Co. LLCNew York, New York
- Morgan Stanley Capital Services LLCNew York, New York
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 4.0%reportedadviser and related persons