DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Private fund

S••••• N•• N•••••• M••••• F•••• L•••

Hedge Fundadvised byS••••• C••••••• L••asset manager805-1671208585IAPD
Gross asset value
$2.8B
as of Mar 29, 2024; not a fund size
Peak GAV
$4.3B
highest filing
Owners
41
beneficial owners reported
Minimum investment
$1.0M
as reported
Adviser and related own
2%
of the fund
Owned by funds
1%
fund-of-funds interests
Non-US owners
68%
Reported
7 filings
Mar 29, 2019 to Mar 29, 2024
Reporting history
one row per Form ADV filing
Gross asset value$2.8B as of Mar 29, 2024
Mar 29, 2019$795M then
Owners41 as of Mar 29, 2024
Mar 29, 20193 then
Structure
Exclusion
3(c)(7), qualified purchasersreported
Master or feeder
master fundreported
Fund of funds
noreported
Organized in
Cayman Islandsreported
Clients solicited
yes, 9% of the adviser's clients investedreported
Form D file number
none reportedreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
  • Barclays Bank Plc
    London, United Kingdom
  • Barclays Capital Inc.
    New York, New York
  • Fidelity Prime Services
    New York, New York
  • Goldman Sachs International
    London, United Kingdom
  • Goldman, Sachs & Co.
    New York, New York
  • J.P. Morgan Clearing Corp.
    New York, New York
  • JP Morgan Chase Bank, N.A.
    New York, New York
  • Merrill Lynch International
    New York, New York
  • Morgan Stanley & Co. International Plc
    London, United Kingdom
  • Morgan Stanley & Co., Inc.
    New York, New York
  • Morgan Stanley Capital Services, LLC
    New York, New York
  • National Financial Services LLC
    New York, New York
  • The Northern Trust International Banking Corporation
    Jersey City, New Jersey
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
Source
Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
Status
on the adviser's latest filing in the extractderived
Share
2.0%reportedadviser and related persons