DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
M•• S•••••• I••••••••• L•• • M•••• M•••• 2••• S••••• 5• • H• D••••••• 2••• T•••••• 1•
Gross asset value
$58,651
as of Jan 4, 2019; not a fund size
Peak GAV
$1.0M
highest filing
Owners
16
beneficial owners reported
Minimum investment
n/a
as reported
Adviser and related own
55%
of the fund
Owned by funds
55%
fund-of-funds interests
Non-US owners
0%
Reported
16 filings
Mar 28, 2013 to Jan 4, 2019
Reporting history
one row per Form ADV filing
Gross asset value$58,651 as of Jan 4, 2019
Mar 28, 2013$1.0M then
Owners16 as of Jan 4, 2019
Mar 28, 20134 then
Structure
- Exclusion
- 3(c)(1), up to 100 ownersreported
- Master or feeder
- standalonereported
- Fund of funds
- yesreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- 021-144501reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Bank Of AmericaStamford, Connecticut
- Sage Administrators LLCAlbany, New York · related person of the adviser
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 55%reportedadviser and related persons