DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
M•• S••••• M••••• F•••• L•••
Gross asset value
$2.7B
as of Jul 10, 2020; not a fund size
Peak GAV
$4.1B
highest filing
Owners
22
beneficial owners reported
Minimum investment
$10.0M
as reported
Adviser and related own
76%
of the fund
Owned by funds
17%
fund-of-funds interests
Non-US owners
1%
Reported
7 filings
Aug 11, 2017 to Jul 10, 2020
Reporting history
one row per Form ADV filing
Gross asset value$2.7B as of Jul 10, 2020
Aug 11, 2017$0 then
Owners22 as of Jul 10, 2020
Aug 11, 20170 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- master fundreported
- Fund of funds
- noreported
- Organized in
- Cayman Islandsreported
- Clients solicited
- noreported
- Form D file number
- 021-294530reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Barclays Capital Inc.New York, New York
- Citibank N.A.New York, New York
- Citigroup Global Markets Inc.New York, New York
- Credit Suisse Securities (USA) LLCNew York, New York
- J.P. Morgan Securities LLCNew York, New York
- The Northern Trust International Banking CorporationJersey City, New Jersey
- Wells Fargo Securities Inc.New York, New York
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 76%reportedadviser and related persons