DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Private fund

O•• T•••• S••••• L••

Private Equity Fundadvised byS••• A•••••••• L••asset manager805-1685658173no longer reportedIAPD
Gross asset value
$3.8M
as of Jul 13, 2023; not a fund size
Peak GAV
$36.3M
highest filing
Owners
68
beneficial owners reported
Minimum investment
$100,000
as reported
Adviser and related own
7%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
1%
Reported
13 filings
Mar 31, 2019 to Jul 13, 2023
Reporting history
one row per Form ADV filing
Gross asset value$3.8M as of Jul 13, 2023
Mar 31, 2019$15.5M then
Owners68 as of Jul 13, 2023
Mar 31, 201971 then
Structure
Exclusion
3(c)(1), up to 100 ownersreported
Master or feeder
standalonereported
Fund of funds
noreported
Organized in
Delaware, United Statesreported
Clients solicited
noreported
Form D file number
021-331017reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
  • Fvc Bank
    Fairfax, Virginia
  • Haywood Securities (USA) Inc.
    Vancouver, Canada
Across DFX
shared identifiers only
Provenance
Source
Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
Status
not on the adviser's later filingsderived
Share
7.0%reportedadviser and related persons