DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
P••••••••• C•••••• P•••••••• L•••
Gross asset value
$2.6M
as of Feb 28, 2017; not a fund size
Peak GAV
$223M
highest filing
Owners
23
beneficial owners reported
Minimum investment
$10.0M
as reported
Adviser and related own
37%
of the fund
Owned by funds
10%
fund-of-funds interests
Non-US owners
10%
Reported
22 filings
Mar 30, 2012 to Feb 28, 2017
Reporting history
one row per Form ADV filing
Gross asset value$2.6M as of Feb 28, 2017
Mar 30, 2012$223M then
Owners23 as of Feb 28, 2017
Mar 30, 201224 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- yes, 1% of the adviser's clients investedreported
- Form D file number
- 021-999999reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Jpmorgan Chase Bank, N.A.Chicago, Illinois
Across DFX
shared identifiers only
- P••••••••• C•••••• P•••••••• L••• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 37%reportedadviser and related persons