DFX Intelligence

RIA Intelligence

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Private fund

S••• C•••••• O••••••••• F••• I• M••••• F••• I• L•

Other Private Fundadvised byS••• C•••••• M••••••••• L•asset manager805-1727604358IAPD
Gross asset value
$25.2M
as of Oct 11, 2024; not a fund size
Peak GAV
$210M
highest filing
Owners
40
beneficial owners reported
Minimum investment
$1.0M
as reported
Adviser and related own
5%
of the fund
Owned by funds
11%
fund-of-funds interests
Non-US owners
41%
Reported
24 filings
Jul 26, 2013 to Oct 11, 2024
Reporting history
one row per Form ADV filing
Gross asset value$25.2M as of Oct 11, 2024
Jul 26, 2013$8.2M then
Owners40 as of Oct 11, 2024
Jul 26, 201327 then
Structure
Exclusion
3(c)(7), qualified purchasersreported
Master or feeder
master fundreported
Fund of funds
noreported
Organized in
Cayman Islandsreported
Clients solicited
noreported
Form D file number
021-217924reportedthe join to the Form D offering
Type as written
LONG LOCK FUND WHICH HOLDS PRIMARILY SECURITIZED BONDSreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
  • U.S. Bank National Association
    Minneapolis, Minnesota
Across DFX
shared identifiers only
Provenance
Source
Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
Status
on the adviser's latest filing in the extractderived
Share
5.0%reportedadviser and related persons